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Qualifications

  • Founding Principal
  • Other Senior Resources
  • Securities & Capital Markets Litigation
  • Capital Markets Consulting
    • Risk Infrastructure
    • Risk Management Review
    • Whistle Blower Investigation
    • Internal Control Assessment
    • Credit Enhanced Vehicle
    • Client Valuation Governance and Control Infrastructure
    • Credit Risk Framework
    • Valuation Analysis – Complex Transactions
    • Derivatives Risk Review
    • “AAA” Special Purpose Entity (SPE)

Whistle Blower Investigation focused on Valuations of Structured Finance Transactions

Activity :

  • Requested to investigate an internal report that the valuations of a significant number of structured finance transactions were incorrect and could result in required changes to the financial statements.

Results :

  • Our conclusions and recommendations were provided to and adhered to by management.
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