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Qualifications

  • Founding Principal
  • Other Senior Resources
  • Securities & Capital Markets Litigation
    • Characterization of Complex Structured Transactions for Tax Litigation
    • Securities Litigation - Misrepresentation of Risk
    • Securities Contract Litigation of an International Bank’s Loan & Collateral Practices
    • Large Securities Class Action Litigation
    • Tax Litigation focused on the Economic Substance
    • Drafted Request for Production of Documents for Structured Transactions at Financial Institutions
    • Trading Fraud Investigation
    • Provided Discovery Support for Large Securities Litigation
    • Criminal Tax Fraud Case Uncovered Economic Substance in the Structure of Investment Transactions
    • Analyzed Brokers Responsibilities Related to Commodity Transactions
    • Estimated Transactions Costs
    • Investigation of Fraud and Created Foundation
    • Securities Contract Disputed Estimation
    • Securities Litigation Recreated
  • Capital Markets Consulting

Estimated the Costs Incurred in Executing Complex Structured Transactions

Activity:

  • Counsel desired to understand the costs associated with a set of complex structured transactions to evaluate the cost/benefit of transactions. 

Results:

  • Generated an “Actual” & “Minimum” cost estimate for the structures. The estimates used a bottom-up approach, analyzing the costs of the non-standard features of the structures.  The high costs that were uncovered raised questions about the motivation of the transactions.
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