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Qualifications

  • Founding Principal
  • Other Senior Resources
  • Securities & Capital Markets Litigation
    • Characterization of Complex Structured Transactions for Tax Litigation
    • Securities Litigation - Misrepresentation of Risk
    • Securities Contract Litigation of an International Bank’s Loan & Collateral Practices
    • Large Securities Class Action Litigation
    • Tax Litigation focused on the Economic Substance
    • Drafted Request for Production of Documents for Structured Transactions at Financial Institutions
    • Trading Fraud Investigation
    • Provided Discovery Support for Large Securities Litigation
    • Criminal Tax Fraud Case Uncovered Economic Substance in the Structure of Investment Transactions
    • Analyzed Brokers Responsibilities Related to Commodity Transactions
    • Estimated Transactions Costs
    • Investigation of Fraud and Created Foundation
    • Securities Contract Disputed Estimation
    • Securities Litigation Recreated
  • Capital Markets Consulting

Securities Litigation Involving the Misrepresentation of Risk of Financial Derivative Transactions

Activity:

  • Provided litigation planning and support for a high-profile derivatives lawsuit between a major international swaps dealer and a Corporation. Assisted the plaintive attorney in all aspects of litigation planning and complaint formulation.

Result:

  • Our knowledge of the Financial Services industry's processes, operations and structure highlighted the existence of information that resulted in rapid resolution and a multi-million dollar settlement.
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