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Qualifications

  • Founding Principal
  • Other Senior Resources
  • Securities & Capital Markets Litigation
    • Characterization of Complex Structured Transactions for Tax Litigation
    • Securities Litigation - Misrepresentation of Risk
    • Securities Contract Litigation of an International Bank’s Loan & Collateral Practices
    • Large Securities Class Action Litigation
    • Tax Litigation focused on the Economic Substance
    • Drafted Request for Production of Documents for Structured Transactions at Financial Institutions
    • Trading Fraud Investigation
    • Provided Discovery Support for Large Securities Litigation
    • Criminal Tax Fraud Case Uncovered Economic Substance in the Structure of Investment Transactions
    • Analyzed Brokers Responsibilities Related to Commodity Transactions
    • Estimated Transactions Costs
    • Investigation of Fraud and Created Foundation
    • Securities Contract Disputed Estimation
    • Securities Litigation Recreated
  • Capital Markets Consulting

Analysis of Trading Fraud for an International Trading Company after a $1 Billion Loss

Activity:

  • Asked by the Board of Directors to explain and document the causes of losses arising from derivatives trading activities. The analysis included an assessment of the market, credit and operational risk management infrastructure, as well as the trading activities.

Results:

  • Created a report for the Board of Directors identifying the causes of the trading fraud and related losses.
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